Financial Services Compliance Boot Camp 2016

Center for Banking & Finance

UNC Charlotte Center City


Sunday, June 12, 2016 9:00 AM - 5:00 PM
Monday, June 13, 2016 8:00 AM - 8:50 PM
Wednesday, August 17, 2016 9:00 AM - 5:00 PM

Compliance Boot Camp

June 12-13, 2018 (Monday-Wednesday)
Charlotte City Center 320 East 9th Street
Charlotte, NC 28202

About the Program

The Compliance Boot Camp is a new program for compliance professionals in the banking and securities industries with less than five years of experience. The program may also be of interest to attorneys and others who are considering careers in financial services compliance.

The program will be taught by experienced compliance professionals, many of whom serve on the Planning Committee, and many of whom are also attorneys. This three-day program is the result of extensive planning by the Planning Committee. Continuing legal education credit will be applied for, as appropriate.

About the Center for Banking and Finance

The Center for Banking and Finance was established at the UNC School of Law on July 1, 2000. The Center was created to recognize and further the important role of banking and finance to the economy of North Carolina as well as the leadership role played by North Carolina-based financial institutions in the continuing evolution of the financial services industry.

Logistics and Registration

The registration fees are:

  • $750/person
  • $600/person with 3-9 registrants from same company
  • $550/person with 10+ registrants from same company
  • $550/person for UNC Law Alumni
  • $0 for current UNC Law faculty, staff and current students (space permitting)

The program will be held at UNC Charlotte Center City in Charlotte, NC (320 East 9th Street). For inquiries, please contact Lissa Broome,, 919.962.7066. Seating is limited.


If your bank or firm is interested in being listed as a sponsor on program materials and reserving two registrations slot, please consider becoming a program sponsor. Sponsorships are available for $2,500. Please contact Lissa Broome,, 919.962.7066, for more information.

Additional Information

Saturday, September 24, 2016 9:00 AM - Sunday, June 18, 2017 8:00 AM
Registration is currently not open.

UNC School of Law | Van Hecke-Wettach Hall | 160 Ridge Road, CB #3380 | Chapel Hill, NC 27599-3380 | 919.962.5106
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